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Settlement Options

Form 433-A (OIC): Collection Information Statement for Wage Earners and Self-Employed Individuals

Form 433-A (OIC) is used in many individual offer in compromise cases to disclose income, expenses, assets, debts, and household financial facts.

When this form may come up

Providing individual financial information as part of an offer in compromise review.

  • You are preparing an individual offer in compromise package.
  • The IRS needs detailed information about wages, self-employment income, living expenses, and assets.
  • You are comparing an offer with payment plan or hardship options.

Documents to gather before using it

IRS forms are easier to complete when the facts and supporting documents are organized first.

  • Pay stubs, benefit statements, or self-employment profit and loss records
  • Bank, retirement, investment, and cash account records
  • Vehicle, home, loan, and asset value records
  • Monthly expense proof for housing, utilities, transportation, medical, and dependents

Important caution

Financial disclosure should be accurate and supported. The IRS may ask follow-up questions or verify values.

This form is where the IRS reviews ability to pay

For many individual offer cases, the financial statement is where income, living expenses, assets, equity, and future payment ability are organized.

Income

Wages, self-employment income, benefits, pensions, and household contributions may be reviewed.

Expenses

Necessary living expenses should be supported and realistic.

Assets

Bank accounts, vehicles, real estate, retirement accounts, and other property may affect reasonable collection potential.

Consistency

Numbers should match bank statements, pay records, returns, and supporting documents.

Case Preparation

Preparing before using Form 433-A (OIC)

A qualified tax professional may review whether Form 433-A (OIC) fits the facts, how it relates to offer in compromise, irs tax debt, back taxes, and whether deadlines, financial disclosures, or representation forms should be handled first.

What may be reviewed

  • - filing compliance check
  • - reasonable collection potential analysis
  • - financial disclosure review
  • - alternative payment comparison
  • - IMF account review

Records to gather

  • - Pay stubs, benefit statements, or self-employment profit and loss records
  • - Bank, retirement, investment, and cash account records
  • - Vehicle, home, loan, and asset value records
  • - Monthly expense proof for housing, utilities, transportation, medical, and dependents
  • - income records
  • - bank statements
  • - asset and debt records
  • - monthly living expense proof

Related tax problems

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